CSI
CSC1
Q1:
Which statutory right allows a purchaser to caned their order if a prospectus has a misrepresentation?
○
A
Right of rescission.○
B
Right of action for damages○
C
Right of amended prospectus delivery○
D
Right of withdrawal.
CSI
CSC1
Q2:
What best describes the liability of limited partners in a limited partnership?
○
A
They are liable only to the extent of the daily business activities they participate in.○
B
Their liability is limited to their investment○
C
Their liability includes personal assets.○
D
They are not liable for debts and losses incurred in business operations.
CSI
CSC1
Q3:
Assume the Government of Canada issues new fixed-income securities with an original term to maturity six months that does not pay interest, which type of fixed-income securities were issued?
○
A
Guaranteed bonds○
B
Commercial paper○
C
Treasury bills○
D
Term deposits
CSI
CSC1
Q4:
An investor feels unfairly treated by a stockbroker regarding a set of transactions. After a discussion of the situation Between the investor and the member, the investor and the member, the investor is still dissatisfied. What is the best request that the investor could make to seek compensation?
○
A
A rescission of the objectionable trades.○
B
A payment from the Canadian investor Protection Fund.○
C
An Independent arbitration.○
D
An investigation by the Ombudsman for Banking Service and investments.
CSI
CSC1
Q5:
What is a characteristic of the FTSE Canada Universe Bond Index?
○
A
It measures the total price return on bonds including realized and unrealized gains○
B
It represents a full cross-section of government and corporate bonds.○
C
It Includes Canadian investment-grade bonds with a term to maturity of one year or less.○
D
It is an equal-weighted bond Index with each bond representing the same weight within the index.